Rule 8.3 – Civitas Social Housing Plc
Form 8.3
PUBLIC OPENING/DEALING DISCLOSURES BY
A PERSON WITH INTERESTS REPRESENTING 1% OF MORE IN RELEVANT SECURITIES
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
|
(a) Full name of discloser: |
Investec Wealth & Investment Limited |
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. The trustees, settlor, and beneficiaries of a trust must be identified. |
N/A |
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Civitas Social Housing plc |
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
Civitas Social Housing plc |
|
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
12th May 2023 |
|
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” |
N/A |
2. POSITIONS OF PERSONS MAKING A DISCLOSURE
Copy table 2(a), (b) or (c) (as applicable) for each class of securities relevant to the offeror/offeree listed in 1(c) if there are positions to be disclosed or rights to subscribing to them.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Security class: |
Ordinary shares of 1p |
|||
|
|
Interests |
Short positions |
||
|
Number |
% |
Number |
% |
|
|
(1) Relevant securities owned and/or controlled: |
6,335,790 |
1.04% |
|
|
|
(2) Cash-settled derivatives: |
|
|
|
|
|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
|
|
|
|
|
TOTAL: |
6,335,790 |
1.04% |
|
|
Disclosure is required for all short positions as well as all interests.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
|
Class of security relevant to the subscription right: |
|
|
Details including nature and percentages of rights: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Copy table 3(a), (3b), (c), or (d), as appropriate, for each additional class or relevant security that has been dealt in.
All prices and other monetary values should be expressed in the currency.
(a) Purchases and sales
|
Classification of relevant security |
Purchase/sale |
Number of Securities |
Price per unit |
|
Ordinary Shares 1p Ordinary Stocks 1p Ordinary shares of 1p Ordinary shares of 1p |
Sale Sale Sale Sale |
15,071 3,575 3,505 12,888 |
80.1P 80.2156P 80.2202P 80.2233P |
(b) Cash-settled derivative transactions
|
Classification of relevant security |
Product description e.g. CFD |
Nature of the Deal e.g. Opening/closing of a Long/Short Position, increasing/reducing the position |
Number of Reference Securities |
Price per unit |
|
|
|
|
|
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Classification of security relevant |
Product description e.g. Call option |
Writing, buying, selling, varying, etc. |
The number of securities that the option applies to |
Exercise price per unit |
Types e.g. American, European etc. |
Expiration date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Classification of security relevant |
Product description e.g. Call option |
Exercising/ exercising against |
Number of Securities |
Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Classification of security relevant |
Nature of the Deal e.g. Subscription, conversion |
Details |
Price per unit |
|
|
|
|
|
4. AUTOTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity, option, or agreement or understanding formal or unformal relating relevant securities, which could be used as an inducement for the person making disclosure to engage in or refrain from engaging in a transaction or refraining from dealing by any party to offer or anyone acting with them: Letters of intent and irrevocable commitments should be excluded. If there are no such agreements, arrangements or understandings, state “none” |
|
There are no other alternatives. |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement or understanding, whether formal or informal between the person who discloses and another person, relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
There are no other alternatives. |
(c) Attachments
|
Has a supplemental Form 8 (Open Positions), been attached? |
|
You can also contact us by clicking here. |
|
Date of disclosure |
15Th May 2023 |
|
Contact name: |
Phil Beardwell FCSI |
|
Phone number |
020 7597 1356 |
Takeover Panel: All public disclosures required by Rule 8 must be sent to a Regulatory Information Service. [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.zz
