Rule 8.3 – Shaftesbury Plc

Read Time:4 Minute, 2 Second

FORM 8.3

 

PUBLIC OPENING POSTITION DISCLOSURE/DEALING.

A PERSON THAT INTERESTS IN RELEVANT CURITIES REPRESENTING 1% OPPORTUNITY.

Rule 8.3 of the Takeover Code (the “Code”)

 

1.        KEY INFORMATION

 

(a)        Full name of discloser:

Investec Wealth & Investment Limited

(b)        Owner or controller of interests and short positions disclosed, if different from 1(a):

        The naming of nominee or vehicle companies is insufficient. Name the trustee(s), settlor, and beneficiaries for a trust.

N/A

(c)        Name of offeror/offeree in relation to whose relevant securities this form relates:

        Use a separate form for each offeror/offeree

Shaftesbury Plc

(d)        If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e)        Date position held/dealing undertaken:

        For an opening position disclosure, state the latest practicable date prior to the disclosure

13th of December 2022

(f)        In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

        If it is a cash offer or possible cash offer, state “N/A”

Yes – Capital & Counties Properties Plc – 8th December 2022

 

2.        POSITIONS OF PERSON DISCLOSING

 

If you are able to subscribe to more than one class relevant securities of the offeror/offeree listed in 1(c), copy Table 2(a) and (b) as appropriate for each additional security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Security classification:

 

 

Interests

Positions that are short

Number

%

Number

%

(1)        Relevant securities owned and/or controlled:

6,440,490

1.68%

 

 

(2)        Cash-settled derivatives:

 

 

 

 

(3)        Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

        TOTAL:

6,440,490

1.68%

 

 

 

All short positions and any interests must be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee options)

 

The relevant security class in relation to which the subscription right is valid:

 

Information, including the nature and percentages of the rights involved:

 

 

 

3.        DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

If you have dealt in securities belonging to more than one class, copy table 3 (a), (b), or (d), depending on the type of relevant security.

 

Be sure to mention the currency of all prices as well as other monetary amounts.

 

(a)        Purchases and sales

 

Relevant security class

Purchase/sale

Number of securities

Price per unit

Ordinary Shares

Ordinary Shares

Ordinary Shares

Ordinary Shares

Ordinary shares

Sale

Sale

Sale

Sale

Purchase

460

2,000

616

2,500

1,350

338.6p

345p

346.8408p

360.201p

351.1793p

 

(b)        Cash-settled derivative transactions

 

Relevant security class

Product description

e.g. CFD

Nature of dealing

e.g. You can open/close a short/long position, increase/ decrease a short/long position

Reference securities:

Price per unit

 

 

 

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)        Writing, selling, purchasing or varying

 

Relevant security class

Product description e.g. Call option

Writing, buying, selling, varying, etc.

The number of securities to which the option refers

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

Relevant security class

Product description

e.g. Call option

Exercising/ exercising against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Relevant security class

Nature of dealing

e.g. Subscription, conversion

More Details

Prices per unit (if applicable).

 

 

 

 

 

4.        Other Information

 

(a)        Indemnity and other dealing arrangements

 

Information about any indemnity, option, or agreement, formal or informal, relating the relevant securities that may be an inducement or refrain from trading entered into by the person disclosing and any party or person acting in concert.

You should not include irrevocable commitments or letters of intent. If there are no such agreements, arrangements or understandings, state “none”

N/A

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Information about any agreement, arrangement, or understanding between the person disclosing and any other person in relation to:

(i)        the voting rights of any relevant securities under any option; or

(ii)        the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

N/A

 

(c)        Attachments

 

Is there a Supplemental Formula 8 (Open Positions), attached?

 

NO

 

 

Date of disclosure

14Th December 2022

Name of the contact:

Phil Beardwell FCSI

Telephone number

020 7597 1356

 

Public disclosures pursuant to Rule 8 of the Code need to be made to a Regulatory Information Service. [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

 

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