Rule 8.3- Shaftesbury plc Amended
FORM 8.3
PUBLIC OPENING POSTITION DISCLOSURE/DEALING.
A PERSON INTERESTED IN RELEVANTSECURITIES REPRESENTING 1% AND MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
|
(a) Full name of discloser: |
Investec Wealth & Investment Limited |
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. The trustee(s), settlor (or beneficiaries) must all be identified for trusts. |
N/A |
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Shaftesbury Plc |
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
N/A |
|
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
19th January 2023 |
|
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” |
Yes – Capital & Counties Properties Plc – 19th January 2023 |
2. POSITIONS OF PERSON MAKER OF THE DISCLOSURE
If you have rights or positions to disclose in more that one class of relevant securities, copy table 2(a or (b), as appropriate, for each additional class.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Type of security relevant: |
|
|||
|
|
Interests |
Positions for the short term |
||
|
Number |
% |
Number |
% |
|
|
(1) Relevant securities owned and/or controlled: |
6,390,316 |
1.66% |
|
|
|
(2) Cash-settled derivatives: |
|
|
|
|
|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
|
|
|
|
|
TOTAL: |
6,390,316 |
1.66% |
|
|
All interests, including short positions, should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
|
Subscription right class: |
|
|
Information including details about the rights and applicable percentages |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
If you have dealt in securities belonging to more than one class, copy table 3 (a), (b), or (d), depending on the type of relevant security.
It is necessary to indicate the currency used for all prices and other amounts.
(a) Purchases and sales
|
Security classification |
Purchase/sale |
Number of securities |
Price per unit |
|
Ordinary shares Ordinary shares Ordinary shares Ordinary shares Ordinary shares Ordinary share Ordinary share Ordinary share Ordinary shares Ordinary shares Ordinary shares |
Purchase Purchase Sale Sale Sale Sale Sale Sale |
826 6,513 403 350 235 1,200 6,513 1,625 |
376.82P 378.2P 376.06P 376.8611P 376.88P 377.3409P 378.7P 379.2622P |
(b) Cash-settled derivative transactions
|
Security classification |
Product description e.g. CFD |
Nature of dealing e.g. You can open/close a short/long position, increase/ decrease a short/long position |
Number of reference securities |
Price per unit |
|
|
|
|
|
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Security classification |
Product description e.g. Call option |
Writing, purchasing, selling and varying. |
How many securities are related to each option |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry Date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Security classification |
Product description e.g. Call option |
Exercise or resistance to |
Number of securities |
Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Security classification |
Nature of dealing e.g. Subscribe, convert |
More Details |
Prices per unit (if applicable). |
|
|
|
|
|
4. AUTOTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Information about any indemnity, option, or agreement, formal or informal, relating the relevant securities that may be an inducement or refrain from trading entered into by the person disclosing and any party or person acting in concert. You should not include irrevocable commitments or letters of intent. If there are no such agreements, arrangements or understandings, state “none” |
|
N/A |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement, understanding, formal or informal between the person who made the disclosure and any person concerned about: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
N/A |
(c) Attachments
|
Is there a Supplemental Formula 8 (Open Positions), attached? |
|
NO |
|
Date of disclosure |
20Th January 2023 |
|
Name of the contact: |
Phil Beardwell FCSI |
|
Telephone number |
020 7597 1356 |
Public disclosures pursuant to Rule 8 of the Code need to be made to a Regulatory Information Service. [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
FORM 8.3
PUBLIC OPENING POSTITION DISCLOSURE/DEALING.
A PERSON WHO INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OU MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
|
(a) Full name of discloser: |
Investec Wealth & Investment Limited |
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. The trustee(s), settlor (or beneficiaries) must all be identified for trusts. |
N/A |
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Shaftesbury Plc |
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
N/A |
|
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
19th January 2023 |
|
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” |
Yes – Capital & Counties Properties Plc – 19th January 2023 |
2. POSITIONS OF PERSON MAKING THE DISCLOSURE
If you have rights or positions to disclose in more that one class of relevant securities, copy table 2(a or (b), as appropriate, for each additional class.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Type of security relevant: |
|
|||
|
|
Interests |
Short positions |
||
|
Number |
% |
Number |
% |
|
|
(1) Relevant securities owned and/or controlled: |
6,390,316 |
1.66% |
|
|
|
(2) Cash-settled derivatives: |
|
|
|
|
|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
|
|
|
|
|
TOTAL: |
6,390,316 |
1.66% |
|
|
All short positions and any interests must be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
|
Subscription right class: |
|
|
Information, including the nature and percentages of the rights involved: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
If you have dealt in securities belonging to more than one class, copy table 3 (a), (b), or (d), depending on the type of relevant security.
It is necessary to indicate the currency used for all prices and other amounts.
(a) Purchases and sales
|
Security classification |
Purchase/sale |
Number of securities |
Price per unit |
|
Ordinary shares Ordinary shares Ordinary shares Ordinary shares Ordinary shares Ordinary share Ordinary share Ordinary share Ordinary shares Ordinary shares Ordinary shares |
Purchase Purchase Sale Sale Sale Sale Sale Sale |
826 6,513 403 350 235 1,200 6,513 1,625 |
376.82P 378.7P 376.06P 376.8611P 376.88P 377.3409P 378.2P 379.2622P |
(b) Cash-settled derivative transactions
|
Security classification |
Product description e.g. CFD |
Nature of dealing e.g. You can open/close a short/long position, increase/ decrease a short/long position |
Number of reference securities |
Price per unit |
|
|
|
|
|
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Security classification |
Product description e.g. Call option |
Writing, purchasing, selling and varying. |
How many securities are related to each option |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry Date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Security classification |
Product description e.g. Call option |
Exercise/exercise against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Security classification |
Nature of dealing e.g. Subscribe, convert |
More Details |
Prices per unit (if applicable). |
|
|
|
|
|
4. AUTOTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Information about any indemnity, option, or agreement, formal or informal, relating the relevant securities that may be an inducement or refrain from trading entered into by the person disclosing and any party or person acting in concert. You should not include irrevocable commitments or letters of intent. If there are no such agreements, arrangements or understandings, state “none” |
|
N/A |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement, understanding, formal or informal between the person who made the disclosure and any person concerned about: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
N/A |
(c) Attachments
|
Is there a Supplemental Formula 8 (Open Positions), attached? |
|
NO |
|
Date of disclosure |
20Th January 2023 |
|
Name of the contact: |
Phil Beardwell FCSI |
|
Telephone number |
020 7597 1356 |
Public disclosures pursuant to Rule 8 of the Code need to be made to a Regulatory Information Service. [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
